What is a private securities transaction?

Answer A private securities transaction occurs when an employee participates in executing a securities' transaction independent of his employer, but with prior written approval from his employer.Rule 3040... Read More »

Top Q&A For: What is a private securities transaction

The Four Documents Required for a Private Lending Transaction?

From a technical legal perspective, a private lending transaction does not necessarily require any written documentation. A verbal agreement to loan money is generally enforceable in every state in... Read More »

Where can i find a good private student loan What are your experiences with private loans?

There are no such thing as "good" private loans. There are many reasons why a school doesn't have the privilege to get federal loans and not a single on of them is in your favor trust me. I alway... Read More »

The Difference Between Stocks & Securities?

Investors have a wide range of options and choices for their investment dollars. The choices of stocks, bonds, real estate and other investments all have different results and levels of safety. "Se... Read More »

Can I contribute securities into my traditional IRA?

Stock (securities) cannot be contributed to a traditional IRA account or a Roth IRA account. Contributions of cash only are permitted. You can contribute $5,000 to an IRA account. Also, a $1,000 ca... Read More »