What Is a Registered Representative of Securities LLC?

Answer The securities industry manages 401k plans and other retirement programs, so it's a highly regulated industry. All individuals presenting and selling securities must be licensed as a registered rep... Read More »

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What is a private securities transaction?

A private securities transaction occurs when an employee participates in executing a securities' transaction independent of his employer, but with prior written approval from his employer.Rule 3040... Read More »

What are debt securities called?

Debt securities are debt instruments, which can be bought or sold between numerous parties. Debt securities are issued when investors lend money to an entity and receive interest payments in return... Read More »

What is the statute of limitations for securities claims?

The statute of limitations for securities claims can vary depending on the state and whether it is a federal or state case. But, according to the Securities and Exchange Commission, in general, a c... Read More »

What are examples of covert operations of CIA after the National Securities Act of 1947?

At the end of May, the Central Intelligence Agency declassified 1,400 pages of reports on the 1954 coup it engineered in Guatemala to remove president Jacobo Arbenz from office. Arbenz became a tar... Read More »