What Is a Registered Representative of Securities LLC?

Answer The securities industry manages 401k plans and other retirement programs, so it's a highly regulated industry. All individuals presenting and selling securities must be licensed as a registered rep... Read More »

Top Q&A For: What Is a Registered Representative of Securiti...

Does the Dell Dimension 4600 use registered or non-registered ram?

The Dell Dimension 4600 does not use registered or error-correcting RAM. The Dimension 4600 has room for up to four 1 GB PC-2700 or PC-3200 DDR-SDRAM modules. The required speed depends on the proc... Read More »

Difference Between Registered & Non Registered Dog Breeds?

Dog breeds can be registered with many different organizations, although in the United States the American Kennel Club (AKC) is generally recognized as the legitimate organization that recognizes a... Read More »

What are debt securities called?

Debt securities are debt instruments, which can be bought or sold between numerous parties. Debt securities are issued when investors lend money to an entity and receive interest payments in return... Read More »

What is a private securities transaction?

A private securities transaction occurs when an employee participates in executing a securities' transaction independent of his employer, but with prior written approval from his employer.Rule 3040... Read More »