How to Check a Securities Brokers License?

Answer Securities brokers are managed and regulated on both the federal and state levels. By law, securities brokers are required to retain a license in order to practice any business that deals with inve... Read More »

Top Q&A For: How to Check a Securities Brokers License

How to Check a Florida Mortgage Brokers License?

In the state of Florida, the licenses of mortgage brokers are regulated by the Florida Office of Financial Regulation (OFR). By law, all mortgage brokers in Florida are required to have a license w... Read More »

How to Check a Real Estate Brokers License?

Before you conduct business with a real estate broker, you can check with the real estate licensing bureau in your state or local area to determine the broker's license status. Checking a real esta... Read More »

How old do you have to be to get the Series 7 securities license?

There is no minimum age requirement to take the Series 7 exam, though you are required to be of "legal age" in the state where you take the test. In most states, this is 18 years of age.References:... Read More »

Can I keep my securities license if I file bankruptcy?

You can keep your securities license if you file bankruptcy but you might not be able to find work or you could lose your job. To the business world, how you manage your personal finances is a refl... Read More »