How to Become a Stock Broker in California?

Answer To become a stockbroker in California, a person needs to pass two test administered by the NASD.

Top Q&A For: How to Become a Stock Broker in California

What is a stock broker ?

A stockbroker is a securities sales agent who invests in stocks on behalf of an individual or corporation. Brokers must be a member of the stock exchange to buy or sell stocks, and are licensed to ... Read More »

How to Be a Stock Broker?

A stock broker is a financial adviser who counsels clients on appropriate investments to fit their abilities and goals. Clients can be individuals or corporations. To be a stock broker, one must wo... Read More »

History of the Stock Broker?

Stock brokers are licensed agents who provide counsel on what and when to purchase and whether to hold or sell securities. Brokers also execute buy-sell orders on the investor's behalf, taking a pe... Read More »

Stock Broker Certification?

To trade in stocks and shares on behalf of other investors you must register with the the Financial Industry Regulatory Authority and pass a lengthy exam the Authority administers, according to th... Read More »