Can I keep my securities license if I file bankruptcy?

Answer You can keep your securities license if you file bankruptcy but you might not be able to find work or you could lose your job. To the business world, how you manage your personal finances is a refl... Read More »

Top Q&A For: Can I keep my securities license if I file bank...

How old do you have to be to get the Series 7 securities license?

There is no minimum age requirement to take the Series 7 exam, though you are required to be of "legal age" in the state where you take the test. In most states, this is 18 years of age.References:... Read More »

How to Check a Securities Brokers License?

Securities brokers are managed and regulated on both the federal and state levels. By law, securities brokers are required to retain a license in order to practice any business that deals with inve... Read More »

Can you get an insurance license after bankruptcy?

It depends on the bankruptcy... In NJ, if it is a personal bankruptcy & didn't involve any breach in fiduciary responsibility or money of insurers or insureds then it will not prevent one from rene... Read More »

How Does Bankruptcy Affect My Series 7 License?

Someone wishing to sell securities in the United States must pass the Series 7 securities exam administered by the Financial Industry Regulatory Authority (FINRA), formerly the National Association... Read More »